home *** CD-ROM | disk | FTP | other *** search
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 94-780
- --------
- CAPITOL SQUARE REVIEW AND ADVISORY BOARD,
- et al., PETITIONERS v. VINCENT J. PINETTE,
- DONNIE A. CARR and KNIGHTS OF THE
- KU KLUX KLAN
- on writ of certiorari to the united states court
- of appeals for the sixth circuit
- [June 29, 1995]
-
- Justice O'Connor, with whom Justice Souter and
- Justice Breyer join, concurring in part and concurring
- in the judgment.
- I join Parts I, II, and III of the Court's opinion and
- concur in the judgment. Despite the messages of bigotry
- and racism that may be conveyed along with religious
- connotations by the display of a Ku Klux Klan cross, see
- ante, at 2 (Thomas, J., concurring), at bottom this case
- must be understood as it has been presented to us-as
- a case about private religious expression and whether
- the State's relationship to it violates the Establishment
- Clause. In my view, -the endorsement test asks the
- right question about governmental practices challenged
- on Establishment Clause grounds, including challenged
- practices involving the display of religious symbols,-
- Allegheny County v. American Civil Liberties Union,
- Greater Pittsburgh Chapter, 492 U. S. 573, 628 (1989)
- (O'Connor, J., concurring in part and concurring in
- judgment), even where a neutral state policy toward
- private religious speech in a public forum is at issue.
- Accordingly, I see no necessity to carve out, as the
- plurality opinion would today, an exception to the en-
- dorsement test for the public forum context.
- For the reasons given by Justice Souter, whose
- opinion I also join, I conclude on the facts of this case
- that there is -no realistic danger that the community
- would think that the [State] was endorsing religion or
- any particular creed,- Lamb's Chapel v. Center Moriches
- Union Free School Dist., 508 U. S. ___, ___ (1993) (slip
- op., at 10), by granting respondents a permit to erect
- their temporary cross on Capitol Square. I write
- separately, however, to emphasize that, because it seeks
- to identify those situations in which government makes
- -`adherence to a religion relevant . . . to a person's
- standing in the political community,'- Allegheny, supra,
- at 594 (quoting Lynch v. Donnelly, 465 U. S. 668, 687
- (1984) (O'Connor, J., concurring), the endorsement test
- necessarily focuses upon the perception of a reasonable,
- informed observer.
-
- I
- -In recent years, we have paid particularly close atten-
- tion [in Establishment Clause cases] to whether the
- challenged governmental practice either has the purpose
- or effect of `endorsing' religion, a concern that has long
- had a place in our Establishment Clause jurisprudence.-
- Allegheny, supra, at 592. See also Lamb's Chapel,
- supra, at ___ (slip op., at 10); School Dist. of Grand
- Rapids v. Ball, 473 U. S. 373, 390 (1985) (asking
- -whether the symbolic union of church and state effected
- by the challenged governmental action is sufficiently
- likely to be perceived by adherents of the controlling
- denominations as an endorsement, and by the nonadher-
- ents as a disapproval, of their individual religious
- choices-). A government statement -`that religion or a
- particular religious belief is favored or preferred,'-
- Allegheny, supra, at 593 (quoting Wallace v. Jaffree, 472
- U. S. 38, 70 (1985) (O'Connor, J., concurring in judg-
- ment), violates the prohibition against establishment of
- religion because such -[e]ndorsement sends a message to
- nonadherents that they are outsiders, not full members
- of the political community, and an accompanying
- message to adherents that they are insiders, favored
- members of the political community,- Lynch, supra, at
- 688 (O'Connor, J., concurring). See also Allegheny,
- supra, at 628 (O'Connor, J., concurring in part and
- concurring in judgment); Wallace, supra, at 69 (O'Con-
- nor, J., concurring in judgment). Although -[e]xperience
- proves that the Establishment Clause . . . cannot easily
- be reduced to a single test,- Board of Ed. of Kiryas Joel
- Village School Dist. v. Grumet, 512 U. S. ___, ___ (1994)
- (slip op., at 10) (O'Connor, J., concurring in part and
- concurring in judgment), the endorsement inquiry
- captures the fundamental requirement of the Establish-
- ment Clause when courts are called upon to evaluate the
- constitutionality of religious symbols on public property.
- See Allegheny, supra, at 593-594.
- While the plurality would limit application of the
- endorsement test to -expression by the government itself,
- . . . or else government action alleged to discriminate in
- favor of private religious expression or activity,- ante, at
- 8, I believe that an impermissible message of endorse-
- ment can be sent in a variety of contexts, not all of
- which involve direct government speech or outright
- favoritism. See infra, at 6-7. It is true that neither
- Allegheny nor Lynch, our two prior religious display
- cases, involved the same combination of private religious
- speech and a public forum that we have before us today.
- Nonetheless, as Justice Souter aptly demonstrates,
- post, at 4-10, we have on several occasions employed an
- endorsement perspective in Establishment Clause cases
- where private religious conduct has intersected with a
- neutral governmental policy providing some benefit in a
- manner that parallels the instant case. Thus, while I
- join the discussion of Lamb's Chapel and Widmar v.
- Vincent, 454 U. S. 263 (1981), in Part III of the Court's
- opinion, I do so with full recognition that the factors the
- Court properly identifies ultimately led in each case to
- the conclusion that there was no endorsement of religion
- by the State. Lamb's Chapel, supra, at ___ (slip op., at
- 10); Widmar, supra, at 274. See also post, at 8-9
- (Souter, J., concurring in part and concurring in
- judgment).
- There is, as the plurality notes, ante, at 10, -a crucial
- difference between government speech endorsing religion,
- which the Establishment Clause forbids, and private
- speech endorsing religion, which the Free Speech and
- Free Exercise Clauses protect.- Board of Ed. of Westside
- Community Schools (Dist. 66) v. Mergens, 496 U. S. 226,
- 250 (1990) (plurality opinion). But the quoted statement
- was made while applying the endorsement test itself;
- indeed, the sentence upon which the plurality relies was
- followed immediately by the conclusion that -secondary
- school students are mature enough and are likely to
- understand that a school does not endorse or support
- student speech that it merely permits on a nondiscrimi-
- natory basis.- Ibid. Thus, as I read the decisions
- Justice Souter carefully surveys, our prior cases do not
- imply that the endorsement test has no place where
- private religious speech in a public forum is at issue.
- Moreover, numerous lower courts (including the Court of
- Appeals in this case) have applied the endorsement test
- in precisely the context before us today. See, e.g.,
- Chabad-Lubavitch of Georgia v. Miller, 5 F. 3d 1383
- (CA11 1993) (en banc); Kreisner v. San Diego, 1 F. 3d
- 775, 782-787 (CA9 1993), cert. denied, 510 U. S. ___
- (1994); Americans United for Separation of Church and
- State v. Grand Rapids, 980 F. 2d 1538 (CA6 1992) (en
- banc); Doe v. Small, 964 F. 2d 611 (CA7 1992) (en
- banc); cf. Smith v. County of Albemarle, 895 F. 2d 953
- (CA4 1990), cert. denied, 498 U. S. 823 (1990); Kaplan
- v. Burlington, 891 F. 2d 1024 (CA2 1989), cert. denied,
- 496 U. S. 926 (1990). Given this background, I see no
- necessity to draw new lines where -[r]eligious expression
- . . . (1) is purely private and (2) occurs in a traditional
- or designated public forum,- ante, at 14.
- None of this is to suggest that I would be likely to
- come to a different result from the plurality where truly
- private speech is allowed on equal terms in a vigorous
- public forum that the government has administered
- properly. That the religious display at issue here was
- erected by a private group in a public square available
- -for use by the public . . . for free discussion of public
- questions, or for activities of a broad public purpose,-
- Ohio Admin. Code Ann. 128-4-02(A) (1994), certainly
- informs the Establishment Clause inquiry under the
- endorsement test. Indeed, many of the factors the
- plurality identifies are some of those I would consider
- important in deciding cases like this one where religious
- speakers seek access to public spaces: -The State did not
- sponsor respondents' expression, the expression was
- made on government property that had been opened to
- the public for speech, and permission was requested
- through the same application process and on the same
- terms required of other groups.- Ante, at 7. And, as I
- read the plurality opinion, a case is not governed by its
- proposed per se rule where such circumstances are other-
- wise-that is, where preferential placement of a religious
- symbol in a public space or government manipulation of
- the forum is involved. See ante, at 11.
- To the plurality's consideration of the open nature of
- the forum and the private ownership of the display,
- however, I would add the presence of a sign disclaiming
- government sponsorship or endorsement on the Klan
- cross, which would make the State's role clear to the
- community. This factor is important because, as
- Justice Souter makes clear, post, at 3-4, certain
- aspects of the cross display in this case arguably
- intimate government approval of respondents' private
- religious message-particularly that the cross is an
- especially potent sectarian symbol which stood unattend-
- ed in close proximity to official government buildings.
- In context, a disclaimer helps remove doubt about State
- approval of respondents' religious message. Cf. Widmar,
- 454 U. S., at 274, n. 14 (-In light of the large number
- of groups meeting on campus, however, we doubt
- students could draw any reasonable inference of Univer-
- sity support from the mere fact of a campus meeting
- place. The University's student handbook already notes
- that the University's name will not `be identified in any
- way with the aims, policies, programs, products, or
- opinions of any organization or its members'-). On
- these facts, then, -the message [of inclusion] is one of
- neutrality rather than endorsement.- Mergens, 496
- U. S., at 248 (plurality opinion).
- Our agreement as to the outcome of this case, how-
- ever, cannot mask the fact that I part company with the
- plurality on a fundamental point: I disagree that -[i]t
- has radical implications for our public policy to suggest
- that neutral laws are invalid whenever hypothetical
- observers may-even reasonably--confuse an incidental
- benefit to religion with State endorsement.- Ante, at 13.
- On the contrary, when the reasonable observer would
- view a government practice as endorsing religion, I
- believe that it is our duty to hold the practice invalid.
- The plurality today takes an exceedingly narrow view of
- the Establishment Clause that is out of step both with
- the Court's prior cases and with well-established notions
- of what the Constitution requires. The Clause is more
- than a negative prohibition against certain narrowly
- defined forms of government favoritism, see ante, at 11;
- it also imposes affirmative obligations that may require
- a State, in some situations, to take steps to avoid being
- perceived as supporting or endorsing a private religious
- message. That is, the Establishment Clause forbids a
- State from hiding behind the application of formally
- neutral criteria and remaining studiously oblivious to
- the effects of its actions. Governmental intent cannot
- control, and not all state policies are permissible under
- the Religion Clauses simply because they are neutral in
- form.
- Where the government's operation of a public forum
- has the effect of endorsing religion, even if the govern-
- mental actor neither intends nor actively encourages
- that result, see Lynch, 465 U. S., at 690 (O'Connor, J.,
- concurring), the Establishment Clause is violated. This
- is so not because of -`transferred endorsement,'- ante, at
- 8, or mistaken attribution of private speech to the State,
- but because the State's own actions (operating the forum
- in a particular manner and permitting the religious
- expression to take place therein), and their relationship
- to the private speech at issue, actually convey a message
- of endorsement. At some point, for example, a private
- religious group may so dominate a public forum that a
- formal policy of equal access is transformed into a
- demonstration of approval. Cf. Mergens, 454 U. S., at
- 275 (concluding that there was no danger of an Estab-
- lishment Clause violation in a public university's
- allowing access by student religious groups to facilities
- available to others -[a]t least in the absence of empirical
- evidence that religious groups will dominate [the
- school's] open forum-). Other circumstances may
- produce the same effect-whether because of the fortuity
- of geography, the nature of the particular public space,
- or the character of the religious speech at issue, among
- others. Our Establishment Clause jurisprudence should
- remain flexible enough to handle such situations when
- they arise.
- In the end, I would recognize that the Establishment
- Clause inquiry cannot be distilled into a fixed, per se
- rule. Thus, -[e]very government practice must be judged
- in its unique circumstances to determine whether it
- constitutes an endorsement or disapproval of religion.-
- Lynch, 465 U. S., at 694 (O'Connor, J., concurring).
- And this question cannot be answered in the abstract,
- but instead requires courts to examine the history and
- administration of a particular practice to determine
- whether it operates as such an endorsement. I continue
- to believe that government practices relating to speech
- on religious topics -must be subjected to careful judicial
- scrutiny,- ibid., and that the endorsement test supplies
- an appropriate standard for that inquiry.
-
- II
- Conducting the review of government action required
- by the Establishment Clause is always a sensitive
- matter. Unfortunately, as I noted in Allegheny, -even
- the development of articulable standards and guidelines
- has not always resulted in agreement among the
- Members of this Court on the results in individual
- cases.- 492 U. S., at 623. Today, Justice Stevens
- reaches a different conclusion regarding whether the
- Board's decision to allow respondents' display on Capitol
- Square constituted an impermissible endorsement of the
- cross' religious message. Yet I believe it is important to
- note that we have not simply arrived at divergent
- results after conducting the same analysis. Our funda-
- mental point of departure, it appears, concerns the
- knowledge that is properly attributed to the test's
- -reasonable observer [who] evaluates whether a chal-
- lenged governmental practice conveys a message of
- endorsement of religion.- Id., at 630 (O'Connor, J.,
- concurring in part and concurring in judgment). In my
- view, proper application of the endorsement test requires
- that the reasonable observer be deemed more informed
- than the casual passerby postulated by the dissent.
- Because an Establishment Clause violation must be
- moored in government action of some sort, and because
- our concern is with the political community writ large,
- see Allegheny, supra, at 627 (O'Connor, J., concurring
- in part and concurring in judgment); Lynch, 465 U. S.,
- at 690, the endorsement inquiry is not about the
- perceptions of particular individuals or saving isolated
- non-adherents from the discomfort of viewing symbols of
- a faith to which they do not subscribe. Indeed, to avoid
- -entirely sweep[ing] away all government recognition and
- acknowledgment of the role of religion in the lives of our
- citizens,- Allegheny, supra, at 623 (O'Connor, J.,
- concurring in part and concurring in judgment), our
- Establishment Clause jurisprudence must seek to
- identify the point at which the government becomes
- responsible, whether due to favoritism toward or disre-
- gard for the evident effect of religious speech, for the
- injection of religion into the political life of the citizenry.
- I therefore disagree that the endorsement test should
- focus on the actual perception of individual observers,
- who naturally have differing degrees of knowledge.
- Under such an approach, a religious display is neces-
- sarily precluded so long as some passersby would per-
- ceive a governmental endorsement thereof. In my view,
- however, the endorsement test creates a more collective
- standard to gauge -the `objective' meaning of the
- [government's] statement in the community,- Lynch,
- supra, at 690 (O'Connor, J., concurring). In this
- respect, the applicable observer is similar to the -reason-
- able person- in tort law, who -is not to be identified
- with any ordinary individual, who might occasionally do
- unreasonable things- but is -rather a personification of
- a community ideal of reasonable behavior, determined by
- the [collective] social judgment.- W. Keeton et al.,
- Prosser and Keeton on The Law of Torts 175 (5th ed.
- 1984). Thus, -we do not ask whether there is any
- person who could find an endorsement of religion,
- whether some people may be offended by the display, or
- whether some reasonable person might think [the State]
- endorses religion.- Americans United, 980 F. 2d, at
- 1544. Saying that the endorsement inquiry should be
- conducted from the perspective of a hypothetical observer
- who is presumed to possess a certain level of informa-
- tion that all citizens might not share neither chooses the
- perceptions of the majority over those of a -reasonable
- non-adherent,- cf. L. Tribe, American Constitutional Law
- 1293 (2d ed. 1988), nor invites disregard for the values
- the Establishment Clause was intended to protect. It
- simply recognizes the fundamental difficulty inherent in
- focusing on actual people: there is always someone who,
- with a particular quantum of knowledge, reasonably
- might perceive a particular action as an endorsement of
- religion. A State has not made religion relevant to
- standing in the political community simply because a
- particular viewer of a display might feel uncomfortable.
- It is for this reason that the reasonable observer in
- the endorsement inquiry must be deemed aware of the
- history and context of the community and forum in
- which the religious display appears. As I explained in
- Allegheny, -the `history and ubiquity' of a practice is
- relevant because it provides part of the context in which
- a reasonable observer evaluates whether a challenged
- governmental practice conveys a message of endorsement
- of religion.- 492 U. S., at 630. Nor can the knowledge
- attributed to the reasonable observer be limited to the
- information gleaned simply from viewing the challenged
- display. Today's proponents of the endorsement test all
- agree that we should attribute to the observer knowl-
- edge that the cross is a religious symbol, that Capitol
- Square is owned by the State, and that the large
- building nearby is the seat of state government. See
- post, at 10-11 (Souter, J., concurring in part and
- concurring in judgment); post, at 11 (Stevens, J.,
- dissenting). In my view, our hypothetical observer also
- should know the general history of the place in which
- the cross is displayed. Indeed, the fact that Capitol
- Square is a public park that has been used over time by
- private speakers of various types is as much a part of
- the display's context as its proximity to the Ohio
- Statehouse. Cf. Allegheny, 492 U. S., at 600, n. 50
- (noting that -[t]he Grand Staircase does not appear to be
- the kind of location in which all were free to place their
- displays for weeks at a time . . .-). This approach does
- not require us to assume an -`ultra-reasonable observer'
- who understands the vagaries of this Court's First
- Amendment jurisprudence,- post, at 12 (Stevens, J.,
- dissenting). An informed member of the community will
- know how the public space in question has been used in
- the past-and it is that fact, not that the space may
- meet the legal definition of a public forum, which is
- relevant to the endorsement inquiry.
- The dissent's property-based argument fails to give
- sufficient weight to the fact that the cross at issue here
- was displayed in a forum traditionally open to the
- public. -The very fact that a sign is installed on public
- property,- the dissent suggests, -implies official approval
- of its message.- Post, at 6. While this may be the case
- where a government building and its immediate curti-
- lage are involved, it is not necessarily so with respect to
- those -places which by long tradition or by government
- fiat have been devoted to assembly and debate, . . .
- [particularly] streets and parks which `have immemori-
- ally been held in trust for the use of the public and,
- time out of mind, have been used for purposes of as-
- sembly, communicating thoughts between citizens, and
- discussing public questions.'- Perry Ed. Assn. v. Perry
- Local Educators' Assn., 460 U. S. 37, 45 (1983) (quoting
- Hague v. Committee for Industrial Organization, 307
- U. S. 496, 515 (1939)). To the extent there is a pre-
- sumption that -structures on government property-and,
- in particular, in front of buildings plainly identified with
- the State-imply state approval of their message,- post,
- at 9 (Stevens, J., dissenting), that presumption can be
- rebutted where the property at issue is a forum histori-
- cally available for private expression. The reasonable
- observer would recognize the distinction between speech
- the government supports and speech that it merely
- allows in a place that traditionally has been open to a
- range of private speakers accompanied, if necessary, by
- an appropriate disclaimer.
- In this case, I believe, the reasonable observer would
- view the Klan's cross display fully aware that Capitol
- Square is a public space in which a multiplicity of
- groups, both secular and religious, engage in expressive
- conduct. It is precisely this type of knowledge that we
- presumed in Lamb's Chapel, 508 U. S., at ___ (slip op.,
- at 10), and in Mergens, 496 U. S., at 250 (plurality
- opinion). Moreover, this observer would certainly be
- able to read and understand an adequate disclaimer,
- which the Klan had informed the State it would include
- in the display at the time it applied for the permit, see
- App. to Pet. for Cert. A-15 to A-16; post, at 11, n. 1
- (Souter, J., concurring in part and concurring in
- judgment), and the content of which the Board could
- have defined as it deemed necessary as a condition of
- granting the Klan's application. Cf. American Civil
- Liberties Union v. Wilkinson, 895 F. 2d 1098, 1104-1106
- (CA6 1990). On the facts of this case, therefore, I
- conclude that the reasonable observer would not inter-
- pret the State's tolerance of the Klan's private religious
- display in Capitol Square as an endorsement of religion.
-
- III
- -To be sure, the endorsement test depends on a
- sensitivity to the unique circumstances and context of a
- particular challenged practice and, like any test that is
- sensitive to context, it may not always yield results with
- unanimous agreement at the margins.- Allegheny, 492
- U. S., at 629 (O'Connor, J., concurring in part and
- concurring in judgment). In my view, however, this
- flexibility is a virtue and not a vice; -courts must keep
- in mind both the fundamental place held by the Estab-
- lishment Clause in our constitutional scheme and the
- myriad, subtle ways in which Establishment Clause
- values can be eroded,- Lynch, 465 U. S., at 694
- (O'Connor, J., concurring).
- I agree that -compliance with the Establishment
- Clause is a state interest sufficiently compelling to
- justify content-based restrictions on speech.- Ante, at 6.
- The Establishment Clause -prohibits government from
- appearing to take a position on questions of religious
- belief or from `making adherence to a religion relevant
- in any way to a person's standing in the political
- community.'- Allegheny, supra, at 593-594 (quoting
- Lynch, supra, at 687 (O'Connor, J., concurring)).
- Because I believe that, under the circumstances at issue
- here, allowing the Klan cross, along with an adequate
- disclaimer, to be displayed on Capitol Square presents
- no danger of doing so, I conclude that the State has not
- presented a compelling justification for denying respond-
- ents their permit.
-